Confidentiality and Subsequent Use - Chapter 20 - Handbook on International Commercial Arbitration
Peter Ashford is Solicitor of the Supreme Court and a Partner at Cripps Harries Hall LLP and is Head of the firm's Commercial Peter Ashford is a Partner and Head of commercial dispute resolution in the leading United Kingdom Firm of Cripps Harries Hall LLP, Tunbridge Wells, United Kingdom. Mr. Ashford advises on a wide range of commercial disputes with a particular emphasis on substantial commercial contract disputes, especially those involving an international aspect, partnership and LLP disputes, professional issues for solicitors and professional negligence. He is particularly experienced in complex, high value claims and acts for many international clients. He handles disputes in court, arbitration, mediation and disputes without any formal process. Mr. Ashford received his training in London and qualified in 1986. He joined Cripps Harries Hall LLP in 1987 and became a partner in 1991.
Originally from Handbook on International Commercial Arbitration
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Arbitration is inherently confidential in most jurisdictions notably Hong Kong, England, France, and Switzerland. As the court said in Russell v. Russell:
As a rule, persons enter into these contracts with the express view of keeping their quarrels from the public eyes, and of avoiding that discussion in public, which must be a painful one, and which might be an injury even to a successful party to the litigation, and most surely would be to the unsuccessful.
In other jurisdictions, there remain exceptions to the general theme of confidentiality for example in Australia, U.S., and Sweden. The Australian decision of Esso Australia Resources v. Plowman is perhaps the most significant as it rejects an implied confidentiality but accepts the possibility of an express confidentiality. It accepts that arbitration is private in the sense that the public is not admitted to the proceedings, and that documents produced under compulsion are subject to a duty to be used solely for the purposes of the arbitration, but all other aspects of confidentiality were rejected. This was a significant decision from Australia’s highest court. It is, however, not alone in common law jurisdictions. In United States v. Panhandle Eastern Gen, a U.S. Federal District Court held that confidentiality does not necessarily attach to documents obtained in arbitration; on the facts the defendant was not entitled to withhold documents generated in a Swiss ICC arbitration.