Interim Measures - Chapter 15 - Handbook on International Commercial Arbitration
Peter Ashford is Solicitor of the Supreme Court and a Partner at Cripps Harries Hall LLP and is Head of the firm's Commercial Peter Ashford is a Partner and Head of commercial dispute resolution in the leading United Kingdom Firm of Cripps Harries Hall LLP, Tunbridge Wells, United Kingdom. Mr. Ashford advises on a wide range of commercial disputes with a particular emphasis on substantial commercial contract disputes, especially those involving an international aspect, partnership and LLP disputes, professional issues for solicitors and professional negligence. He is particularly experienced in complex, high value claims and acts for many international clients. He handles disputes in court, arbitration, mediation and disputes without any formal process. Mr. Ashford received his training in London and qualified in 1986. He joined Cripps Harries Hall LLP in 1987 and became a partner in 1991.
Originally from Handbook on International Commercial Arbitration
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Tribunals, however constituted, will have some powers to grant interim measures. The precise extent of those powers may depend on the terms of the arbitration agreement, the institutional rules (if any) under which the reference is conducted, and the laws of the seat. A typical institutional rule is Article 23 of the ICC Rules: “Unless the parties have otherwise agreed . . . the Tribunal may, at the request of a party, order any interim or conservatory measure . . . The Arbitral Tribunal may make the granting of any such measure subject to appropriate security being furnished by the requesting party . . . ”
The purpose is, however, clear. It is to ensure that the status quo between the parties remains pending the final award. These temporary measures are designed to hold the position: to “preserve a factual or legal situation so as to safeguard rights the recognition of which is sought from the court having jurisdiction as to the substance of the case.”
In cases of real urgency, the fact that a Tribunal has not been appointed is an obvious impediment to the granting of any relief. The appointment of the entire Tribunal can take some considerable time and valuable opportunities can be lost whilst there is no Tribunal to make a decision. This lacuna is addressed in a number of ways. Some institutions have developed procedures to have someone appointed who can make decisions. The ICC has its Rules for Pre-Arbitral Referee Procedure which provide for the appointment of a referee within eight days and a decision/order within thirty days of receipt, by the referee, of the file. The problem with this ICC solution is that the Rules must be specifically agreed to either in the original agreement or on an ad hoc basis.
The ICDR addressed this by incorporating a new rule within the existing body of Rules: the new Rule 37 of the ICDR International Rules.